Securities Lawyers. Nationwide.
Giarrusso Law Group LLC
Nationwide Representation for Securities Law Matters
Headquartered in the New York metropolitan area, Giarrusso Law Group LLC was founded by Michael J. Giarrusso in 2019.
Giarrusso Law Group’s financial services attorneys dedicate their practice to matters unique to the securities industry.
The Firm’s attorneys collectively possess more than a half-century of legal experience, with an emphasis on representing investors, as well as financial services professionals, in securities arbitration and related regulatory proceedings before the Financial Industry Regulatory Authority (FINRA), as well as proceedings before the Certified Financial Planner Board of Standards, Inc. (CFP Board).
The Firm’s attorneys, admitted to practice in New York and New Jersey, routinely represent clients in other jurisdictions, on a case-by-case basis, subject to and in conformity with applicable bar rules.
House Passes Bill Expanding Pool of Accredited Investors
The legislation, if enacted into law, would direct the SEC to establish an examination whereby successful participants could be certified as accredited investors.
Alliance Bernstein Option Advantage Program May Have Been Misrepresented to Investors
When markets become volatile, such options strategies can lead to significant losses for uninformed retail investors.
NASAA’s Annual List Identifies Top Investor Threats for 2023
The Annual List is based on a survey of state, provincial, and territorial securities regulators who were asked to name the most critical products and practices in 2023. The top three concerns were digital asset fraud, “pig-butchering” schemes, and social media and internet schemes.
Hartman vREIT and Silver Star Properties REIT Investors May Have FINRA Claims to Recover Losses
Hartman, a publicly registered non-traded REIT, recently advised securities regulators that the ability to continue as a going concern is in doubt.
Prospect BDC Investors May Have FINRA Arbitration Claims to Recover Losses
Prospect BDC’s financial challenges underscore the inherently risky nature of the Company’s business model and, consequently, the risky and unsuitable nature of non-traded BDCs for many retail investors.
Contact us today.
info@gialawgroup.com
(201) 771-1115
111 Town Square Place, Suite 1203
Jersey City, NJ 07310