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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Alliance Bernstein Option Advantage Program May Have Been Misrepresented to Investors
May 2023 Giarrusso Law Group LLC 5/19/23 May 2023 Giarrusso Law Group LLC 5/19/23

Alliance Bernstein Option Advantage Program May Have Been Misrepresented to Investors

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Hartman vREIT and Silver Star Properties REIT Investors May Have FINRA Claims to Recover Losses
April 2023 Giarrusso Law Group LLC 4/10/23 April 2023 Giarrusso Law Group LLC 4/10/23

Hartman vREIT and Silver Star Properties REIT Investors May Have FINRA Claims to Recover Losses

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Prospect BDC Investors May Have FINRA Arbitration Claims to Recover Losses
March 2023 Giarrusso Law Group LLC 3/7/23 March 2023 Giarrusso Law Group LLC 3/7/23

Prospect BDC Investors May Have FINRA Arbitration Claims to Recover Losses

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FINRA’s 2023 Risk Monitoring Report Emphasizes Reg BI Compliance and Communications Issues
February 2023 Giarrusso Law Group LLC 2/7/23 February 2023 Giarrusso Law Group LLC 2/7/23

FINRA’s 2023 Risk Monitoring Report Emphasizes Reg BI Compliance and Communications Issues

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SEC Considering Additional Reg BI Enforcement Actions
July 2022 Giarrusso Law Group LLC 7/29/22 July 2022 Giarrusso Law Group LLC 7/29/22

SEC Considering Additional Reg BI Enforcement Actions

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Recent Comrit Letter to NYC REIT Board Highlights Continued Underperformance
December 2021 Michael Giarrusso 12/16/21 December 2021 Michael Giarrusso 12/16/21

Recent Comrit Letter to NYC REIT Board Highlights Continued Underperformance

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NASAA 2021 Enforcement Report Highlights Investor Threats Impacting Seniors
December 2021 Giarrusso Law Group LLC 12/3/21 December 2021 Giarrusso Law Group LLC 12/3/21

NASAA 2021 Enforcement Report Highlights Investor Threats Impacting Seniors

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Investor Alert – Northstar Financial Investors May Have Claims to Recover their Losses
November 2021 Michael Giarrusso 11/22/21 November 2021 Michael Giarrusso 11/22/21

Investor Alert – Northstar Financial Investors May Have Claims to Recover their Losses

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SEC Charges Former Wells Fargo Advisor Kenneth Welsh With Misappropriating Nearly $3 Million
November 2021 Michael Giarrusso 11/3/21 November 2021 Michael Giarrusso 11/3/21

SEC Charges Former Wells Fargo Advisor Kenneth Welsh With Misappropriating Nearly $3 Million

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Illinois Advisor Receives Industry Bar Following Nearly $1 Million Theft from Elderly Clients
October 2021 Giarrusso Law Group LLC 10/7/21 October 2021 Giarrusso Law Group LLC 10/7/21

Illinois Advisor Receives Industry Bar Following Nearly $1 Million Theft from Elderly Clients

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CIM Tender Offer Extended — Shareholders May Continue to Face Considerable Losses
October 2021 Giarrusso Law Group LLC 10/5/21 October 2021 Giarrusso Law Group LLC 10/5/21

CIM Tender Offer Extended — Shareholders May Continue to Face Considerable Losses

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Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints
September 2021 Giarrusso Law Group LLC 9/21/21 September 2021 Giarrusso Law Group LLC 9/21/21

Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints

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Recent Tender Offer for CIM Real Estate Finance Trust Suggests Investors May Have Losses
August 2021 Giarrusso Law Group LLC 8/19/21 August 2021 Giarrusso Law Group LLC 8/19/21

Recent Tender Offer for CIM Real Estate Finance Trust Suggests Investors May Have Losses

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Gary Dodds of Bend, Oregon Sanctioned by State Securities Regulator
June 2021 Giarrusso Law Group LLC 6/30/21 June 2021 Giarrusso Law Group LLC 6/30/21

Gary Dodds of Bend, Oregon Sanctioned by State Securities Regulator

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Glendale, CA Financial Advisor, Narith Long, Subject of Three Pending Customer Disputes
June 2021 Giarrusso Law Group LLC 6/23/21 June 2021 Giarrusso Law Group LLC 6/23/21

Glendale, CA Financial Advisor, Narith Long, Subject of Three Pending Customer Disputes

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