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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints
September 2021 Giarrusso Law Group LLC 9/21/21 September 2021 Giarrusso Law Group LLC 9/21/21

Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints

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Los Gatos, CA Broker Discloses Two Pending Arbitrations Alleging $1.85 Million in Damages
June 2021 Giarrusso Law Group LLC 6/24/21 June 2021 Giarrusso Law Group LLC 6/24/21

Los Gatos, CA Broker Discloses Two Pending Arbitrations Alleging $1.85 Million in Damages

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Glendale, CA Financial Advisor, Narith Long, Subject of Three Pending Customer Disputes
June 2021 Giarrusso Law Group LLC 6/23/21 June 2021 Giarrusso Law Group LLC 6/23/21

Glendale, CA Financial Advisor, Narith Long, Subject of Three Pending Customer Disputes

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FINRA Sanctions Independent Financial Group for Broker’s Unsuitable Recommendations
April 2021 Giarrusso Law Group LLC 4/14/21 April 2021 Giarrusso Law Group LLC 4/14/21

FINRA Sanctions Independent Financial Group for Broker’s Unsuitable Recommendations

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FINRA Suspends Former JP Morgan Broker for Unauthorized Trading in Senior Customer’s Account
April 2021 Giarrusso Law Group LLC 4/7/21 April 2021 Giarrusso Law Group LLC 4/7/21

FINRA Suspends Former JP Morgan Broker for Unauthorized Trading in Senior Customer’s Account

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Mike Patatian Subject of FINRA Enforcement Action Concerning Non-Traded REIT Sales
March 2021 Giarrusso Law Group LLC 3/10/21 March 2021 Giarrusso Law Group LLC 3/10/21

Mike Patatian Subject of FINRA Enforcement Action Concerning Non-Traded REIT Sales

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Investor Alert - Former Beverly Hills Merrill Lynch Broker Receives Industry Bar
March 2021 Giarrusso Law Group LLC 3/8/21 March 2021 Giarrusso Law Group LLC 3/8/21

Investor Alert - Former Beverly Hills Merrill Lynch Broker Receives Industry Bar

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Former NPB Financial Advisor of Lake Isabella, CA Receives Industry Bar
February 2021 Giarrusso Law Group LLC 2/8/21 February 2021 Giarrusso Law Group LLC 2/8/21

Former NPB Financial Advisor of Lake Isabella, CA Receives Industry Bar

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Former BMA Broker Barred by FINRA Following Investigation into Purported Unsuitable Trading
December 2020 Giarrusso Law Group LLC 12/22/20 December 2020 Giarrusso Law Group LLC 12/22/20

Former BMA Broker Barred by FINRA Following Investigation into Purported Unsuitable Trading

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San Diego Stockbroker and Radio Host Has Thirteen Customer Disputes
October 2020 Giarrusso Law Group LLC 10/1/20 October 2020 Giarrusso Law Group LLC 10/1/20

San Diego Stockbroker and Radio Host Has Thirteen Customer Disputes

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California Broker Receives Industry Bar Concerning Alleged Fraudulent Investment Recommendations
September 2020 Giarrusso Law Group LLC 9/8/20 September 2020 Giarrusso Law Group LLC 9/8/20

California Broker Receives Industry Bar Concerning Alleged Fraudulent Investment Recommendations

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Former Hilltop Securities Inc. Stockbroker Discloses Five Recent Customer Complaints Alleging Nearly $10 Million in Aggregate Damages
August 2020 Giarrusso Law Group LLC 8/14/20 August 2020 Giarrusso Law Group LLC 8/14/20

Former Hilltop Securities Inc. Stockbroker Discloses Five Recent Customer Complaints Alleging Nearly $10 Million in Aggregate Damages

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Investors in RW Holdings NNN REIT, Inc. May be Able to Recover Their Losses Through FINRA Arbitration
August 2020 Giarrusso Law Group LLC 8/13/20 August 2020 Giarrusso Law Group LLC 8/13/20

Investors in RW Holdings NNN REIT, Inc. May be Able to Recover Their Losses Through FINRA Arbitration

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Investors in Strategic Realty Trust (SRT) May Have Recourse to Recover Their Losses Through FINRA Arbitration
July 2020 Giarrusso Law Group LLC 7/27/20 July 2020 Giarrusso Law Group LLC 7/27/20

Investors in Strategic Realty Trust (SRT) May Have Recourse to Recover Their Losses Through FINRA Arbitration

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