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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
NASAA’s Annual List Identifies Top Investor Threats for 2022
January 2022 Giarrusso Law Group LLC 1/26/22 January 2022 Giarrusso Law Group LLC 1/26/22

NASAA’s Annual List Identifies Top Investor Threats for 2022

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Former Aegis Broker Subject of FINRA Complaint Alleging Excessive Trading
April 2021 Giarrusso Law Group LLC 4/27/21 April 2021 Giarrusso Law Group LLC 4/27/21

Former Aegis Broker Subject of FINRA Complaint Alleging Excessive Trading

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David Lerner Broker, Michael Norton, Subject of FINRA Arbitration Related to Energy 11 Losses
February 2021 Giarrusso Law Group LLC 2/23/21 February 2021 Giarrusso Law Group LLC 2/23/21

David Lerner Broker, Michael Norton, Subject of FINRA Arbitration Related to Energy 11 Losses

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Robinhood and Other Brokerage Customers Allege Market Manipulation Upon Restricted Trading
January 2021 Giarrusso Law Group LLC 1/29/21 January 2021 Giarrusso Law Group LLC 1/29/21

Robinhood and Other Brokerage Customers Allege Market Manipulation Upon Restricted Trading

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David Lerner’s Proprietary Energy 11 Partnership Discloses Significant Decline in Unit Value
January 2021 Giarrusso Law Group LLC 1/27/21 January 2021 Giarrusso Law Group LLC 1/27/21

David Lerner’s Proprietary Energy 11 Partnership Discloses Significant Decline in Unit Value

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Investor Alert - William Athas of SW Financial Under Investigation by FINRA
January 2021 Giarrusso Law Group LLC 1/26/21 January 2021 Giarrusso Law Group LLC 1/26/21

Investor Alert - William Athas of SW Financial Under Investigation by FINRA

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Westport, CT David Lerner Advisor Has Two Pending Energy Investment Recommendation Disputes
January 2021 Giarrusso Law Group LLC 1/22/21 January 2021 Giarrusso Law Group LLC 1/22/21

Westport, CT David Lerner Advisor Has Two Pending Energy Investment Recommendation Disputes

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North Oaks, Minnesota Advisor, Randy Birkinbine, Subject of Pending Customer Complaint
January 2021 Giarrusso Law Group LLC 1/19/21 January 2021 Giarrusso Law Group LLC 1/19/21

North Oaks, Minnesota Advisor, Randy Birkinbine, Subject of Pending Customer Complaint

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Long Island Stockbroker, Michael Venturino, Subject of Twelve Customer Complaints
January 2021 Giarrusso Law Group LLC 1/15/21 January 2021 Giarrusso Law Group LLC 1/15/21

Long Island Stockbroker, Michael Venturino, Subject of Twelve Customer Complaints

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Recent Surge in Public Offerings Through SPACs Helps Fuel Market Speculation
January 2021 Giarrusso Law Group LLC 1/11/21 January 2021 Giarrusso Law Group LLC 1/11/21

Recent Surge in Public Offerings Through SPACs Helps Fuel Market Speculation

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Phillips Edison and Company to Conduct Reverse Stock Split in March 2021
January 2021 Giarrusso Law Group LLC 1/8/21 January 2021 Giarrusso Law Group LLC 1/8/21

Phillips Edison and Company to Conduct Reverse Stock Split in March 2021

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Revised NAV of $3.89 per Share Suggests NorthStar Healthcare Investors Face Substantial Losses
January 2021 Giarrusso Law Group LLC 1/5/21 January 2021 Giarrusso Law Group LLC 1/5/21

Revised NAV of $3.89 per Share Suggests NorthStar Healthcare Investors Face Substantial Losses

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RBC Financial Advisor has Disclosed Three Recent Customer Complaints Related to Oil and Gas Losses
January 2021 Giarrusso Law Group LLC 1/4/21 January 2021 Giarrusso Law Group LLC 1/4/21

RBC Financial Advisor has Disclosed Three Recent Customer Complaints Related to Oil and Gas Losses

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Recent Comrit Tender Offer Suggests Benefit Street Partners Realty Trust Investors May Have Losses
December 2020 Giarrusso Law Group LLC 12/29/20 December 2020 Giarrusso Law Group LLC 12/29/20

Recent Comrit Tender Offer Suggests Benefit Street Partners Realty Trust Investors May Have Losses

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Investors Induced into Buying Securities on Margin May Have FINRA Claims to Recoup Losses
December 2020 Giarrusso Law Group LLC 12/28/20 December 2020 Giarrusso Law Group LLC 12/28/20

Investors Induced into Buying Securities on Margin May Have FINRA Claims to Recoup Losses

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