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Fredric A. Leslie
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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
GWG L Bond Investors May Have FINRA Arbitration Claims To Recover Their Losses
January 2023 Giarrusso Law Group LLC 1/25/23 January 2023 Giarrusso Law Group LLC 1/25/23

GWG L Bond Investors May Have FINRA Arbitration Claims To Recover Their Losses

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Investor Alert — Texas Broker Subject of Complaint over GWG L Bonds
January 2023 Giarrusso Law Group LLC 1/11/23 January 2023 Giarrusso Law Group LLC 1/11/23

Investor Alert — Texas Broker Subject of Complaint over GWG L Bonds

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SEC Charges Former LPL Advisor Bradley Goodbred with Defrauding Elderly Client of $1.2 Million
October 2022 Giarrusso Law Group LLC 10/11/22 October 2022 Giarrusso Law Group LLC 10/11/22

SEC Charges Former LPL Advisor Bradley Goodbred with Defrauding Elderly Client of $1.2 Million

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SEC Charges Former LPL Advisor Eric Hollifield With Misappropriating $1.7 Million
August 2022 Giarrusso Law Group LLC 8/26/22 August 2022 Giarrusso Law Group LLC 8/26/22

SEC Charges Former LPL Advisor Eric Hollifield With Misappropriating $1.7 Million

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Recent Comrit Letter to NYC REIT Board Highlights Continued Underperformance
December 2021 Michael Giarrusso 12/16/21 December 2021 Michael Giarrusso 12/16/21

Recent Comrit Letter to NYC REIT Board Highlights Continued Underperformance

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Investor Alert – Northstar Financial Investors May Have Claims to Recover their Losses
November 2021 Michael Giarrusso 11/22/21 November 2021 Michael Giarrusso 11/22/21

Investor Alert – Northstar Financial Investors May Have Claims to Recover their Losses

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SEC Charges Former Wells Fargo Advisor Kenneth Welsh With Misappropriating Nearly $3 Million
November 2021 Michael Giarrusso 11/3/21 November 2021 Michael Giarrusso 11/3/21

SEC Charges Former Wells Fargo Advisor Kenneth Welsh With Misappropriating Nearly $3 Million

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Illinois Advisor Receives Industry Bar Following Nearly $1 Million Theft from Elderly Clients
October 2021 Giarrusso Law Group LLC 10/7/21 October 2021 Giarrusso Law Group LLC 10/7/21

Illinois Advisor Receives Industry Bar Following Nearly $1 Million Theft from Elderly Clients

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CIM Tender Offer Extended — Shareholders May Continue to Face Considerable Losses
October 2021 Giarrusso Law Group LLC 10/5/21 October 2021 Giarrusso Law Group LLC 10/5/21

CIM Tender Offer Extended — Shareholders May Continue to Face Considerable Losses

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Market Alert — Potential Evergrande Default Has Global Investors on Edge
September 2021 Giarrusso Law Group LLC 9/26/21 September 2021 Giarrusso Law Group LLC 9/26/21

Market Alert — Potential Evergrande Default Has Global Investors on Edge

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Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints
September 2021 Giarrusso Law Group LLC 9/21/21 September 2021 Giarrusso Law Group LLC 9/21/21

Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints

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Recent Tender Offer for CIM Real Estate Finance Trust Suggests Investors May Have Losses
August 2021 Giarrusso Law Group LLC 8/19/21 August 2021 Giarrusso Law Group LLC 8/19/21

Recent Tender Offer for CIM Real Estate Finance Trust Suggests Investors May Have Losses

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Former Aegis Stockbroker Sanctioned by FINRA for Excessive Trading
July 2021 Giarrusso Law Group LLC 7/16/21 July 2021 Giarrusso Law Group LLC 7/16/21

Former Aegis Stockbroker Sanctioned by FINRA for Excessive Trading

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Spartan Capital Broker, Marc Reda, Subject of FINRA Complaint Alleging Excessive Trading
July 2021 Giarrusso Law Group LLC 7/13/21 July 2021 Giarrusso Law Group LLC 7/13/21

Spartan Capital Broker, Marc Reda, Subject of FINRA Complaint Alleging Excessive Trading

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Gary Dodds of Bend, Oregon Sanctioned by State Securities Regulator
June 2021 Giarrusso Law Group LLC 6/30/21 June 2021 Giarrusso Law Group LLC 6/30/21

Gary Dodds of Bend, Oregon Sanctioned by State Securities Regulator

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