June 2021 Giarrusso Law Group LLC 6/8/21 June 2021 Giarrusso Law Group LLC 6/8/21 Pinehurst, North Carolina Broker Mercer Hicks III Subject of FINRA Enforcement Action Read More April 2021 Giarrusso Law Group LLC 4/14/21 April 2021 Giarrusso Law Group LLC 4/14/21 FINRA Sanctions Independent Financial Group for Broker’s Unsuitable Recommendations Read More February 2021 Giarrusso Law Group LLC 2/16/21 February 2021 Giarrusso Law Group LLC 2/16/21 Woodbury Financial Advisor Discloses Four Pending Customer Complaints Alleging Unsuitability Read More August 2020 Giarrusso Law Group LLC 8/5/20 August 2020 Giarrusso Law Group LLC 8/5/20 Franklin Square KKR Capital Corp. II (FSKR) Investors May Have FINRA Arbitration Claims Read More
June 2021 Giarrusso Law Group LLC 6/8/21 June 2021 Giarrusso Law Group LLC 6/8/21 Pinehurst, North Carolina Broker Mercer Hicks III Subject of FINRA Enforcement Action Read More
April 2021 Giarrusso Law Group LLC 4/14/21 April 2021 Giarrusso Law Group LLC 4/14/21 FINRA Sanctions Independent Financial Group for Broker’s Unsuitable Recommendations Read More
February 2021 Giarrusso Law Group LLC 2/16/21 February 2021 Giarrusso Law Group LLC 2/16/21 Woodbury Financial Advisor Discloses Four Pending Customer Complaints Alleging Unsuitability Read More
August 2020 Giarrusso Law Group LLC 8/5/20 August 2020 Giarrusso Law Group LLC 8/5/20 Franklin Square KKR Capital Corp. II (FSKR) Investors May Have FINRA Arbitration Claims Read More