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Michael J. Giarrusso
Fredric A. Leslie
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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
House Passes Bill Expanding Pool of Accredited Investors
June 2023 Giarrusso Law Group LLC 6/6/23 June 2023 Giarrusso Law Group LLC 6/6/23

House Passes Bill Expanding Pool of Accredited Investors

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Investor Alert — Texas Broker Subject of Complaint over GWG L Bonds
January 2023 Giarrusso Law Group LLC 1/11/23 January 2023 Giarrusso Law Group LLC 1/11/23

Investor Alert — Texas Broker Subject of Complaint over GWG L Bonds

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Former VOYA Broker Subject of Ten Customer Disputes for Illiquid Alternative Products
March 2021 Giarrusso Law Group LLC 3/1/21 March 2021 Giarrusso Law Group LLC 3/1/21

Former VOYA Broker Subject of Ten Customer Disputes for Illiquid Alternative Products

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North Oaks, Minnesota Advisor, Randy Birkinbine, Subject of Pending Customer Complaint
January 2021 Giarrusso Law Group LLC 1/19/21 January 2021 Giarrusso Law Group LLC 1/19/21

North Oaks, Minnesota Advisor, Randy Birkinbine, Subject of Pending Customer Complaint

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Advisor Alert — FINRA Proposes That Member Firms File Private Placement Retail Communications
November 2020 Giarrusso Law Group LLC 11/28/20 November 2020 Giarrusso Law Group LLC 11/28/20

Advisor Alert — FINRA Proposes That Member Firms File Private Placement Retail Communications

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WestPark Capital Stockbroker’s Sale of Illiquid Promissory Notes Results in 15-Month Suspension
October 2020 Giarrusso Law Group LLC 10/12/20 October 2020 Giarrusso Law Group LLC 10/12/20

WestPark Capital Stockbroker’s Sale of Illiquid Promissory Notes Results in 15-Month Suspension

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Walton Group Land Fund Investors May Have Recourse to Recover Investment Losses
September 2020 Giarrusso Law Group LLC 9/25/20 September 2020 Giarrusso Law Group LLC 9/25/20

Walton Group Land Fund Investors May Have Recourse to Recover Investment Losses

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Investor Update — Former GPB Capital Holdings CCO, Michael Cohn, Pleads Guilty to Stealing Government Information
September 2020 Giarrusso Law Group LLC 9/22/20 September 2020 Giarrusso Law Group LLC 9/22/20

Investor Update — Former GPB Capital Holdings CCO, Michael Cohn, Pleads Guilty to Stealing Government Information

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FINRA Award Exceeding $160,000 Emphasizes Non-traded Investment Product Risks
August 2020 Giarrusso Law Group LLC 8/27/20 August 2020 Giarrusso Law Group LLC 8/27/20

FINRA Award Exceeding $160,000 Emphasizes Non-traded Investment Product Risks

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Investor Alert — GPB Capital Holdings Reports 45% Decline in Assets Under Management
August 2020 Giarrusso Law Group LLC 8/10/20 August 2020 Giarrusso Law Group LLC 8/10/20

Investor Alert — GPB Capital Holdings Reports 45% Decline in Assets Under Management

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Oil and Gas Investors in Bankrupt Permian Holdco 1, Inc. May Have FINRA Arbitration Claims
July 2020 Giarrusso Law Group LLC 7/28/20 July 2020 Giarrusso Law Group LLC 7/28/20

Oil and Gas Investors in Bankrupt Permian Holdco 1, Inc. May Have FINRA Arbitration Claims

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