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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Investors Face Substantial Losses on Potential Liquidation of KBS Growth & Income REIT
December 2022 Giarrusso Law Group LLC 12/22/22 December 2022 Giarrusso Law Group LLC 12/22/22

Investors Face Substantial Losses on Potential Liquidation of KBS Growth & Income REIT

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Investors in KBS Growth & Income REIT May Have FINRA Arbitration Claims
November 2022 Giarrusso Law Group LLC 11/30/22 November 2022 Giarrusso Law Group LLC 11/30/22

Investors in KBS Growth & Income REIT May Have FINRA Arbitration Claims

KBS cited Covid-19, civil unrest, and a drop in oil prices as all negatively impacting its property portfolio in Houston, Portland, and Chicago.

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SEC Complaint Alleges Western International and Five of its Brokers Violated Reg BI on L Bond Sales
June 2022 Giarrusso Law Group LLC 6/22/22 June 2022 Giarrusso Law Group LLC 6/22/22

SEC Complaint Alleges Western International and Five of its Brokers Violated Reg BI on L Bond Sales

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Illinois Advisor Receives Industry Bar Following Nearly $1 Million Theft from Elderly Clients
October 2021 Giarrusso Law Group LLC 10/7/21 October 2021 Giarrusso Law Group LLC 10/7/21

Illinois Advisor Receives Industry Bar Following Nearly $1 Million Theft from Elderly Clients

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CIM Tender Offer Extended — Shareholders May Continue to Face Considerable Losses
October 2021 Giarrusso Law Group LLC 10/5/21 October 2021 Giarrusso Law Group LLC 10/5/21

CIM Tender Offer Extended — Shareholders May Continue to Face Considerable Losses

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Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints
September 2021 Giarrusso Law Group LLC 9/21/21 September 2021 Giarrusso Law Group LLC 9/21/21

Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints

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Recent Tender Offer for CIM Real Estate Finance Trust Suggests Investors May Have Losses
August 2021 Giarrusso Law Group LLC 8/19/21 August 2021 Giarrusso Law Group LLC 8/19/21

Recent Tender Offer for CIM Real Estate Finance Trust Suggests Investors May Have Losses

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Former Aegis Stockbroker Sanctioned by FINRA for Excessive Trading
July 2021 Giarrusso Law Group LLC 7/16/21 July 2021 Giarrusso Law Group LLC 7/16/21

Former Aegis Stockbroker Sanctioned by FINRA for Excessive Trading

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Spartan Capital Broker, Marc Reda, Subject of FINRA Complaint Alleging Excessive Trading
July 2021 Giarrusso Law Group LLC 7/13/21 July 2021 Giarrusso Law Group LLC 7/13/21

Spartan Capital Broker, Marc Reda, Subject of FINRA Complaint Alleging Excessive Trading

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Gary Dodds of Bend, Oregon Sanctioned by State Securities Regulator
June 2021 Giarrusso Law Group LLC 6/30/21 June 2021 Giarrusso Law Group LLC 6/30/21

Gary Dodds of Bend, Oregon Sanctioned by State Securities Regulator

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Healthcare Trust, Inc. Investors May Have Arbitration Claims to Recover Investment Losses
June 2021 Giarrusso Law Group LLC 6/29/21 June 2021 Giarrusso Law Group LLC 6/29/21

Healthcare Trust, Inc. Investors May Have Arbitration Claims to Recover Investment Losses

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Los Gatos, CA Broker Discloses Two Pending Arbitrations Alleging $1.85 Million in Damages
June 2021 Giarrusso Law Group LLC 6/24/21 June 2021 Giarrusso Law Group LLC 6/24/21

Los Gatos, CA Broker Discloses Two Pending Arbitrations Alleging $1.85 Million in Damages

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Glendale, CA Financial Advisor, Narith Long, Subject of Three Pending Customer Disputes
June 2021 Giarrusso Law Group LLC 6/23/21 June 2021 Giarrusso Law Group LLC 6/23/21

Glendale, CA Financial Advisor, Narith Long, Subject of Three Pending Customer Disputes

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Former Worden Capital Management Advisor Barred from Securities Industry by FINRA
June 2021 Giarrusso Law Group LLC 6/21/21 June 2021 Giarrusso Law Group LLC 6/21/21

Former Worden Capital Management Advisor Barred from Securities Industry by FINRA

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Former SagePoint Brokers Cynthia Komarek and Grant Birkley Barred by FINRA
June 2021 Giarrusso Law Group LLC 6/10/21 June 2021 Giarrusso Law Group LLC 6/10/21

Former SagePoint Brokers Cynthia Komarek and Grant Birkley Barred by FINRA

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