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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Investors in Infinity Q Diversified Alpha Fund May Have FINRA Arbitration Claims to Recover Losses
June 2022 Giarrusso Law Group LLC 6/28/22 June 2022 Giarrusso Law Group LLC 6/28/22

Investors in Infinity Q Diversified Alpha Fund May Have FINRA Arbitration Claims to Recover Losses

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SEC Complaint Alleges Western International and Five of its Brokers Violated Reg BI on L Bond Sales
June 2022 Giarrusso Law Group LLC 6/22/22 June 2022 Giarrusso Law Group LLC 6/22/22

SEC Complaint Alleges Western International and Five of its Brokers Violated Reg BI on L Bond Sales

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Investor Alert — North American Securities Organization Issues Guidance Regarding Account Reassignment
May 2022 Giarrusso Law Group LLC 5/27/22 May 2022 Giarrusso Law Group LLC 5/27/22

Investor Alert — North American Securities Organization Issues Guidance Regarding Account Reassignment

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SEC Proposes Whistleblower Program Amendments Enhancing Potential Awards
May 2022 Giarrusso Law Group LLC 5/4/22 May 2022 Giarrusso Law Group LLC 5/4/22

SEC Proposes Whistleblower Program Amendments Enhancing Potential Awards

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Investor Alert — SEC Proposes to Shorten Trade Settlement Cycle
March 2022 Giarrusso Law Group LLC 3/31/22 March 2022 Giarrusso Law Group LLC 3/31/22

Investor Alert — SEC Proposes to Shorten Trade Settlement Cycle

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FINRA’s 2022 Risk Monitoring Report Highlights Reg BI and Customer Communications Issues
February 2022 Giarrusso Law Group LLC 2/23/22 February 2022 Giarrusso Law Group LLC 2/23/22

FINRA’s 2022 Risk Monitoring Report Highlights Reg BI and Customer Communications Issues

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NASAA’s Annual List Identifies Top Investor Threats for 2022
January 2022 Giarrusso Law Group LLC 1/26/22 January 2022 Giarrusso Law Group LLC 1/26/22

NASAA’s Annual List Identifies Top Investor Threats for 2022

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Recent Comrit Letter to NYC REIT Board Highlights Continued Underperformance
December 2021 Michael Giarrusso 12/16/21 December 2021 Michael Giarrusso 12/16/21

Recent Comrit Letter to NYC REIT Board Highlights Continued Underperformance

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NASAA 2021 Enforcement Report Highlights Investor Threats Impacting Seniors
December 2021 Giarrusso Law Group LLC 12/3/21 December 2021 Giarrusso Law Group LLC 12/3/21

NASAA 2021 Enforcement Report Highlights Investor Threats Impacting Seniors

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Investor Alert – Northstar Financial Investors May Have Claims to Recover their Losses
November 2021 Michael Giarrusso 11/22/21 November 2021 Michael Giarrusso 11/22/21

Investor Alert – Northstar Financial Investors May Have Claims to Recover their Losses

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SEC Charges Former Wells Fargo Advisor Kenneth Welsh With Misappropriating Nearly $3 Million
November 2021 Michael Giarrusso 11/3/21 November 2021 Michael Giarrusso 11/3/21

SEC Charges Former Wells Fargo Advisor Kenneth Welsh With Misappropriating Nearly $3 Million

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Illinois Advisor Receives Industry Bar Following Nearly $1 Million Theft from Elderly Clients
October 2021 Giarrusso Law Group LLC 10/7/21 October 2021 Giarrusso Law Group LLC 10/7/21

Illinois Advisor Receives Industry Bar Following Nearly $1 Million Theft from Elderly Clients

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CIM Tender Offer Extended — Shareholders May Continue to Face Considerable Losses
October 2021 Giarrusso Law Group LLC 10/5/21 October 2021 Giarrusso Law Group LLC 10/5/21

CIM Tender Offer Extended — Shareholders May Continue to Face Considerable Losses

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Market Alert — Potential Evergrande Default Has Global Investors on Edge
September 2021 Giarrusso Law Group LLC 9/26/21 September 2021 Giarrusso Law Group LLC 9/26/21

Market Alert — Potential Evergrande Default Has Global Investors on Edge

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Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints
September 2021 Giarrusso Law Group LLC 9/21/21 September 2021 Giarrusso Law Group LLC 9/21/21

Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints

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