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Fredric A. Leslie
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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Massachusetts Case Against Robinhood May Proceed, State Court Judge Rules
May 2021 Giarrusso Law Group LLC 5/28/21 May 2021 Giarrusso Law Group LLC 5/28/21

Massachusetts Case Against Robinhood May Proceed, State Court Judge Rules

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Long Island Broker Carl Antaki Subject of FINRA Investigation Alleging Excessive Trading
May 2021 Giarrusso Law Group LLC 5/25/21 May 2021 Giarrusso Law Group LLC 5/25/21

Long Island Broker Carl Antaki Subject of FINRA Investigation Alleging Excessive Trading

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Advisor Alert — FINRA Imposes Stricter Obligations on Member Firms Concerning Recidivist Brokers
May 2021 Giarrusso Law Group LLC 5/24/21 May 2021 Giarrusso Law Group LLC 5/24/21

Advisor Alert — FINRA Imposes Stricter Obligations on Member Firms Concerning Recidivist Brokers

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Investor Alert - Record Margin Debt Points to Highly Leveraged Stock Market
May 2021 Giarrusso Law Group LLC 5/20/21 May 2021 Giarrusso Law Group LLC 5/20/21

Investor Alert - Record Margin Debt Points to Highly Leveraged Stock Market

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Former LPL Advisor, Matthew Clason, Pleads Guilty to Wire Fraud in Connecticut District Court
May 2021 Giarrusso Law Group LLC 5/19/21 May 2021 Giarrusso Law Group LLC 5/19/21

Former LPL Advisor, Matthew Clason, Pleads Guilty to Wire Fraud in Connecticut District Court

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Investor Alert - Hospitality Investors Trust, Inc. Continues to Mull Bankruptcy
May 2021 Giarrusso Law Group LLC 5/12/21 May 2021 Giarrusso Law Group LLC 5/12/21

Investor Alert - Hospitality Investors Trust, Inc. Continues to Mull Bankruptcy

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Investor Alert - Scott Wayne Reed Barred from Securities Industry by FINRA
May 2021 Giarrusso Law Group LLC 5/10/21 May 2021 Giarrusso Law Group LLC 5/10/21

Investor Alert - Scott Wayne Reed Barred from Securities Industry by FINRA

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David Lerner Stockbroker, Lawrence Merl, Subject of Pending Customer Dispute Related to Energy 11
May 2021 Giarrusso Law Group LLC 5/6/21 May 2021 Giarrusso Law Group LLC 5/6/21

David Lerner Stockbroker, Lawrence Merl, Subject of Pending Customer Dispute Related to Energy 11

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Lubbock Brokerage Firm Subject of Fine by Texas Securities Regulators
May 2021 Giarrusso Law Group LLC 5/3/21 May 2021 Giarrusso Law Group LLC 5/3/21

Lubbock Brokerage Firm Subject of Fine by Texas Securities Regulators

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