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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
SEC Charges Former LPL Advisor Bradley Goodbred with Defrauding Elderly Client of $1.2 Million
October 2022 Giarrusso Law Group LLC 10/11/22 October 2022 Giarrusso Law Group LLC 10/11/22

SEC Charges Former LPL Advisor Bradley Goodbred with Defrauding Elderly Client of $1.2 Million

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SEC Charges Former LPL Advisor Eric Hollifield With Misappropriating $1.7 Million
August 2022 Giarrusso Law Group LLC 8/26/22 August 2022 Giarrusso Law Group LLC 8/26/22

SEC Charges Former LPL Advisor Eric Hollifield With Misappropriating $1.7 Million

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Former LPL Advisor, Matthew Clason, Pleads Guilty to Wire Fraud in Connecticut District Court
May 2021 Giarrusso Law Group LLC 5/19/21 May 2021 Giarrusso Law Group LLC 5/19/21

Former LPL Advisor, Matthew Clason, Pleads Guilty to Wire Fraud in Connecticut District Court

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Former Norwalk, CT Financial Advisor James T. Booth Receives 42-Month Sentence for Ponzi Scheme
December 2020 Giarrusso Law Group LLC 12/1/20 December 2020 Giarrusso Law Group LLC 12/1/20

Former Norwalk, CT Financial Advisor James T. Booth Receives 42-Month Sentence for Ponzi Scheme

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Former Glastonbury, CT Financial Advisor Barred Following Alleged $330,000 Theft of Client Funds
October 2020 Giarrusso Law Group LLC 10/23/20 October 2020 Giarrusso Law Group LLC 10/23/20

Former Glastonbury, CT Financial Advisor Barred Following Alleged $330,000 Theft of Client Funds

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Former LPL Broker and Investment Adviser, Dain Stokes, Barred from Securities Industry — Stokes Accused of Defrauding Clients Through a Bogus Charity
July 2020 Giarrusso Law Group LLC 7/22/20 July 2020 Giarrusso Law Group LLC 7/22/20

Former LPL Broker and Investment Adviser, Dain Stokes, Barred from Securities Industry — Stokes Accused of Defrauding Clients Through a Bogus Charity

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