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Fredric A. Leslie
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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints
September 2021 Giarrusso Law Group LLC 9/21/21 September 2021 Giarrusso Law Group LLC 9/21/21

Former SCF Securities Broker, Todd Petersen, Subject of Numerous Customer Complaints

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Glendale, CA Financial Advisor, Narith Long, Subject of Three Pending Customer Disputes
June 2021 Giarrusso Law Group LLC 6/23/21 June 2021 Giarrusso Law Group LLC 6/23/21

Glendale, CA Financial Advisor, Narith Long, Subject of Three Pending Customer Disputes

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Former SagePoint Brokers Cynthia Komarek and Grant Birkley Barred by FINRA
June 2021 Giarrusso Law Group LLC 6/10/21 June 2021 Giarrusso Law Group LLC 6/10/21

Former SagePoint Brokers Cynthia Komarek and Grant Birkley Barred by FINRA

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Investor Alert - Scott Wayne Reed Barred from Securities Industry by FINRA
May 2021 Giarrusso Law Group LLC 5/10/21 May 2021 Giarrusso Law Group LLC 5/10/21

Investor Alert - Scott Wayne Reed Barred from Securities Industry by FINRA

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Former Principal Securities Financial Advisor, John Krohn, Subject of Three Pending Disputes
April 2021 Giarrusso Law Group LLC 4/12/21 April 2021 Giarrusso Law Group LLC 4/12/21

Former Principal Securities Financial Advisor, John Krohn, Subject of Three Pending Disputes

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Former Staten Island Broker, George Warner, Receives Securities Industry Bar
April 2021 Giarrusso Law Group LLC 4/6/21 April 2021 Giarrusso Law Group LLC 4/6/21

Former Staten Island Broker, George Warner, Receives Securities Industry Bar

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Former Morgan Stanley Broker, Sumitro Pal, Subject of Four Pending Customer Disputes
February 2021 Giarrusso Law Group LLC 2/13/21 February 2021 Giarrusso Law Group LLC 2/13/21

Former Morgan Stanley Broker, Sumitro Pal, Subject of Four Pending Customer Disputes

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Investor Alert - Former Merrill Lynch Broker, Tyler Delahunt, Receives Industry Bar
February 2021 Giarrusso Law Group LLC 2/2/21 February 2021 Giarrusso Law Group LLC 2/2/21

Investor Alert - Former Merrill Lynch Broker, Tyler Delahunt, Receives Industry Bar

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California Broker Receives Industry Bar Concerning Alleged Fraudulent Investment Recommendations
September 2020 Giarrusso Law Group LLC 9/8/20 September 2020 Giarrusso Law Group LLC 9/8/20

California Broker Receives Industry Bar Concerning Alleged Fraudulent Investment Recommendations

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Former LPL Broker and Investment Adviser, Dain Stokes, Barred from Securities Industry — Stokes Accused of Defrauding Clients Through a Bogus Charity
July 2020 Giarrusso Law Group LLC 7/22/20 July 2020 Giarrusso Law Group LLC 7/22/20

Former LPL Broker and Investment Adviser, Dain Stokes, Barred from Securities Industry — Stokes Accused of Defrauding Clients Through a Bogus Charity

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