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Fredric A. Leslie
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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Healthcare Trust, Inc. Investors May Have Arbitration Claims to Recover Investment Losses
June 2021 Giarrusso Law Group LLC 6/29/21 June 2021 Giarrusso Law Group LLC 6/29/21

Healthcare Trust, Inc. Investors May Have Arbitration Claims to Recover Investment Losses

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Los Gatos, CA Broker Discloses Two Pending Arbitrations Alleging $1.85 Million in Damages
June 2021 Giarrusso Law Group LLC 6/24/21 June 2021 Giarrusso Law Group LLC 6/24/21

Los Gatos, CA Broker Discloses Two Pending Arbitrations Alleging $1.85 Million in Damages

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Investor Alert - Record Margin Debt Points to Highly Leveraged Stock Market
May 2021 Giarrusso Law Group LLC 5/20/21 May 2021 Giarrusso Law Group LLC 5/20/21

Investor Alert - Record Margin Debt Points to Highly Leveraged Stock Market

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Lubbock Brokerage Firm Subject of Fine by Texas Securities Regulators
May 2021 Giarrusso Law Group LLC 5/3/21 May 2021 Giarrusso Law Group LLC 5/3/21

Lubbock Brokerage Firm Subject of Fine by Texas Securities Regulators

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Former Aegis Broker Subject of FINRA Complaint Alleging Excessive Trading
April 2021 Giarrusso Law Group LLC 4/27/21 April 2021 Giarrusso Law Group LLC 4/27/21

Former Aegis Broker Subject of FINRA Complaint Alleging Excessive Trading

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SagePoint Financial Broker Cubby Bice Subject of Three Pending Customer Disputes
April 2021 Giarrusso Law Group LLC 4/16/21 April 2021 Giarrusso Law Group LLC 4/16/21

SagePoint Financial Broker Cubby Bice Subject of Three Pending Customer Disputes

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FINRA Sanctions Independent Financial Group for Broker’s Unsuitable Recommendations
April 2021 Giarrusso Law Group LLC 4/14/21 April 2021 Giarrusso Law Group LLC 4/14/21

FINRA Sanctions Independent Financial Group for Broker’s Unsuitable Recommendations

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Spartan Capital Financial Advisor Sanctioned by FINRA in Wake of Excessive Trading Allegations
March 2021 Giarrusso Law Group LLC 3/22/21 March 2021 Giarrusso Law Group LLC 3/22/21

Spartan Capital Financial Advisor Sanctioned by FINRA in Wake of Excessive Trading Allegations

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Worden Capital Management Pays Nearly $1.6 Million to FINRA for Alleged Account Churning
March 2021 Giarrusso Law Group LLC 3/2/21 March 2021 Giarrusso Law Group LLC 3/2/21

Worden Capital Management Pays Nearly $1.6 Million to FINRA for Alleged Account Churning

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Plano, TX Financial Advisor, Jason Jaynes, Discloses Two Pending Customer Disputes
February 2021 Giarrusso Law Group LLC 2/26/21 February 2021 Giarrusso Law Group LLC 2/26/21

Plano, TX Financial Advisor, Jason Jaynes, Discloses Two Pending Customer Disputes

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Investor Alert - William Athas of SW Financial Under Investigation by FINRA
January 2021 Giarrusso Law Group LLC 1/26/21 January 2021 Giarrusso Law Group LLC 1/26/21

Investor Alert - William Athas of SW Financial Under Investigation by FINRA

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North Oaks, Minnesota Advisor, Randy Birkinbine, Subject of Pending Customer Complaint
January 2021 Giarrusso Law Group LLC 1/19/21 January 2021 Giarrusso Law Group LLC 1/19/21

North Oaks, Minnesota Advisor, Randy Birkinbine, Subject of Pending Customer Complaint

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Long Island Stockbroker, Michael Venturino, Subject of Twelve Customer Complaints
January 2021 Giarrusso Law Group LLC 1/15/21 January 2021 Giarrusso Law Group LLC 1/15/21

Long Island Stockbroker, Michael Venturino, Subject of Twelve Customer Complaints

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RBC Financial Advisor has Disclosed Three Recent Customer Complaints Related to Oil and Gas Losses
January 2021 Giarrusso Law Group LLC 1/4/21 January 2021 Giarrusso Law Group LLC 1/4/21

RBC Financial Advisor has Disclosed Three Recent Customer Complaints Related to Oil and Gas Losses

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Investors Induced into Buying Securities on Margin May Have FINRA Claims to Recoup Losses
December 2020 Giarrusso Law Group LLC 12/28/20 December 2020 Giarrusso Law Group LLC 12/28/20

Investors Induced into Buying Securities on Margin May Have FINRA Claims to Recoup Losses

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