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Michael J. Giarrusso
Fredric A. Leslie
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Giarrusso Law Group LLC
Home
About Us
Team
Michael J. Giarrusso
Fredric A. Leslie
For Investors
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
For Advisors
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
Home
About Us
Folder: Team
Back
Michael J. Giarrusso
Fredric A. Leslie
Folder: For Investors
Back
BDCs
GPB Capital
GWG L Bonds
Non-Traded REITs
Oil and Gas
Ponzi Schemes
Private Placements
Variable Annuities
Folder: For Advisors
Back
Form U5 Expungement
Stockbroker Transitions
Regulatory Inquiries
Promissory Note Defense
Other Disputes
Contact Us
Blog
Contact Us
SEC Charges Former Wells Fargo Advisor Kenneth Welsh With Misappropriating Nearly $3 Million
November 2021 Michael Giarrusso 11/3/21 November 2021 Michael Giarrusso 11/3/21

SEC Charges Former Wells Fargo Advisor Kenneth Welsh With Misappropriating Nearly $3 Million

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Investor Alert - Scott Wayne Reed Barred from Securities Industry by FINRA
May 2021 Giarrusso Law Group LLC 5/10/21 May 2021 Giarrusso Law Group LLC 5/10/21

Investor Alert - Scott Wayne Reed Barred from Securities Industry by FINRA

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Advisor Alert - Former Wells Fargo Broker Prevails in Expungement Dispute
April 2021 Giarrusso Law Group LLC 4/19/21 April 2021 Giarrusso Law Group LLC 4/19/21

Advisor Alert - Former Wells Fargo Broker Prevails in Expungement Dispute

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Plano, TX Financial Advisor, Jason Jaynes, Discloses Two Pending Customer Disputes
February 2021 Giarrusso Law Group LLC 2/26/21 February 2021 Giarrusso Law Group LLC 2/26/21

Plano, TX Financial Advisor, Jason Jaynes, Discloses Two Pending Customer Disputes

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Wells Fargo Sanctioned in Excess of $2 Million by FINRA Enforcement for Variable Annuity Switching
November 2020 Giarrusso Law Group LLC 11/12/20 November 2020 Giarrusso Law Group LLC 11/12/20

Wells Fargo Sanctioned in Excess of $2 Million by FINRA Enforcement for Variable Annuity Switching

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